The Outlook is Grim for the People of Afghanistan

December 9, 2011

On what authority do I state this? I have one specific source and one general source.

The specific source is a day-long seminar held December 1 at the Swedish Institute of International Affairs (UI) on the campus of The Royal Institute of Technology entitled Afghanistan After 2014, which I attended.

The general source is the recent and current news of the world which has focused, again, more sharply on Afghanistan because of The announcement by President Obama that the US and NATO military forces will exit Afghanistan by the end of 2014; and, the convening of the Second Bonn Conference on Afghanistan held on 5 December 2011, ten years after the First Bonn Conference. In addition, there have been violent episodes within and without Afghanistan (in Pakistan near its border with Afghanistan), even as I compose this article, that bode ill for a strong and peaceful Afghanistan while the foreign troops leave over the next two years.

I have a small authority having worked for thirty days in 2005 as a volunteer consultant in Afghanistan, in the provinces of Kunduz and Wardak. You can see images and some narrative from this visit here.

I will offer links to current news and other sources of information after I present this summary of the seminar.

Seminar Summary, Four Sessions
(Note: remarks attributed to the participants are transcriptions from my hand-written notes; any errors of fact and interpretation are mine).

Twelve experts and scholars provided a comprehensive look at the history, current issues and possible outcomes for Afghanistan and the region around it. I will identify the participants during the course of this article. The sponsoring agencies for the seminar were:

FOI (Swedish Defence Research Agency)
SIPRI (Stockholm International Peace Research Institute)
UI (Swedish Institute of International Affairs)

First Session: Reconciliation and Peace—a Possibility?

Masood Aziz, former Afghan Diplomat in Washington, D.C. began the formal presentations.

Ten years have passed since the first Bonn Conference in 2001. The news is generally bad in evaluating these years in Afghanistan. There has been some progress, but the outlook is bleak. Mr. Aziz is pessimistic because the Afghan government is weak, corruption is rampant, and the international community is losing interest.

There is a state of crisis, currently. The Afghan government may collapse after NATO/ISAF troops leave by the end of 2014. The Current USA conversation with the Taliban is going nowhere. NATO lacks a credible plan for transition for after 2014.

With a weak central government, and its possible collapse, the strongest remaining institution will be the Afghan army. (Here Mr. Aziz was not explicit, but it was clear that the prospect of a military dictatorship, or of the military playing a dominant role such as in Pakistan, was on his mind).

Counter-insurgency has been the main purpose of NATO and ISAF (International Security Assistance Force of NATO), not nation-building.

What to do?

Generally:

  • Redouble efforts to support and establish the legitimacy of the national government in the eyes of the Afghan people. If this confidence cannot be engendered, then collapse of the government is inevitable, with attendant violence between ethnicities and factions.
  • Need to buttress the rule of law, versus the rule of men.
  • Afghan security forces need to be at the service of the state.

From Wall Street Journal (http://online.wsj.com)

Specifically:

Development of Afghanistan’s mineral resources may be the game changer, e.g., the Chinese-run copper mine and the Indian-run iron ore mine. However, the danger of the “resource curse” may be a down-side. A major portion of the state income from the development of natural resources should be directed as cash transfers to the people, as is done in other resource-rich countries such as Mexico, Brazil, South Africa, Bolivia and Mongolia.

Mr. Aziz ended his prepared remarks thus:

The last ten years of NATO operations in Afghanistan have focused on strategic issues, mostly security. Since 2001 there has been a massive inflow of unconditional money from governments and NGOs causing the state to be dependent on these gifts. This is state-building from the outside, not from the inside and from the ground up via the people. Much of this money and other resources have flowed to former warlords.

Cash grants to the people from the income of natural resource development will force the government to rely on the people through the taxation of their income. This will also give new life and purpose to the National Solidarity Program and strengthen the governments and capabilities of the 34 provinces. Local communities will be empowered to take care of their own security and infrastructure projects. Not all security and infrastructure development need be performed by the national government.

Eva Johansson is head of the Afghanistan Section at the Swedish International Development Cooperation Agency (SIDA). Here are some of her points.

Children are the most often forgotten in the issues addressed. Additionally, SIDA is interested in helping women to participate in the formation of the country. Sweden, through SIDA, has increased its support of these issues to become the second largest donor. The emphasis on security and counter-insurgency has put the issues of women and children in lower priority, despite efforts of SIDA and UNICEF. SIDA continues to be concerned about the condition of women’s rights in Afghanistan.

In the Bazaar, Kunduz, June 2005

Peter Brune, Secretary General of the Swedish Committee for Afghanistan (SCA/SAK). The Swedish Committee has 6300 people in 12 of the 34 provinces. SCA/SAK have been on the ground in Afghanistan since 1982, providing education and other developmental services to people in the villages (not in the capital, Kabul).

In responding to Mr. Aziz’s comments Mr. Brune said it was a “tough call” to say we’ve failed. Mr. Brune introduced the discussion point that ten years is not enough time. This point was taken up and further developed by other speakers who followed.

Mr. Brune made these other points:

  • There needs to be a link between development and education.
  • It’s important not to be “diplomatic” in assessing and addressing the problems. We need to examine and learn from failures.
  • The state hasn’t failed yet. Girls are going to school; the army is being built, etc.
  • Others should do more of what the Swedish Committee is doing. [Link to a Power Point Presentation showing some of what the Swedish Committee for Afghanistan is doing]
  • SCA/SAK has zero tolerance for weapons in schools. It’s important to separate the military from education and other efforts at the grass roots.
  • We (NATO/ISAF, the Afghan government) are scrambling to build an army. Meanwhile the Afghan and Pakistan armies are facing each other on their common border.
  • There will be consequences in building a strong army in a weak state (thus buttressing Mr. Aziz’s argument).
  • What are the other institutions we can look to? The constitution, the executive and the parliament, none of which existed before the current government was established. [Note: he didn’t mention the judiciary, which is generally seen as corrupt and ineffective at the state level, although not necessarily at the local level).
  • Important people and entities are not talking with each other. For example, the Supreme Commander of NATO forces and SIDA have never met.
  • Real security is to strengthen the state.

Second Session: Reconciliation and Peace—a Possibility?

Robert Lamb is Director and Senior Fellow at Program on Crisis, Conflict and Cooperation at the Center for Strategic and International Studies (CSIS), Washington D.C.

There have been talks about peace talks, but no peace talks. After the Taliban fell many soldiers and commanders went home without veterans’ benefits. Foes of the Taliban included the Northern Alliance, led primarily by warlords, some of whom are still in place.

In the 2001 Bonn Conference the Taliban were excluded and, since they had no part in the deliberations they have no stake in peace. Therefore, they went to Pakistan and became “insurgents”. The talks about peace talks continue, to date. Pakistan now demands to be part of the conversation.

Bad things began happening in 2010. An imposter apparently representing the Taliban conned the government of Afghanistan out of a lot of money, and created extreme embarrassment for all connected parties. In September of this year the chairman of the Afghan High Peace Council, Burhanuddin Rabbani, was been killed by a suicide attacker. He was meeting members of the Taliban at the time in an effort to negotiate toward peace talks.

It’s not clear what we can do to prevent civil war in Afghanistan. Former warlords, some of whom are now regional governors, are hoarding money and weapons.

We need to prevent the collapse of the Afghan state. (Non-military) development is important, “big time”, but will do no good if the government collapses. We need to keep the potential combatants (in a civil war) co-opted in the Afghan Government. This means tolerating “some very bad guys”.

thoseheadcoverings. blogspot.com

Helene Lackenbauer is an FOI analyst and former political aide to the Swedish Force Commander in Afghanistan.

There are very few possibilities leading toward peace. Who are the actors and what do we provide them? What are our prices for peace? Are we prepared to sell out women’s rights? What do we intend for the Taliban?

Mr. Brune responded: Afghanistan is at war. There are police, weapons, explosives and insurgents. The Taliban is not defined in any way. There can’t be a universal strategy; we have to address each group’s needs and grievances. Peace can be based on justice; all their rights have to be recognized and supported (implying the need for a strong and professional, not corrupt, national judiciary).

Robert Lamb “lifts the gloom”

  • Eleven years ago Afghanistan was a medieval theocracy. How long does it take to for such a state to become a representative democracy?
  • There is a civil service, although it is constantly raided for employees to the better paid NGOs and other private organizations.
  • Free speech exists, even if it may be dangerous.
  • There are radios and telephones.
  • Most areas are less violent than Northern Mexico.
  • Ten years is nothing in the history of nation building. Transitioning from Warlord rule to the rule of law doesn’t happen quickly or easily. Afghanistan is still in the warlord phase and will be for a long time.
  • Seventy-five percent of Afghans think the government is doing a good job, although the jirgas have more effect at the local level. If the state isn’t there, they figure things out (at the local level).

[Here I am not sure whether Robert Lamb continues, or whether Peter Brune and perhaps others are responding]

    • The Swedish Committee for Afghanistan has one-half million girls in school.
    • Students have TV and radios.
    • Rural areas are more negative on the future and are concerned about the return of the warlords.
    • Afghanistan is ethnically divided and is waiting for the next war. If the Taliban returns, they will bring Taliban rules. (Taliban are fundamentalist Sunni Muslims mostly from the Pashtun tribe).

(Note: Languages are Dari (official) 50%, Pashto (official) 35%, Turkic languages 11%, 30 minor languages (primarily Balochi and Pashai) 4%;  Ethnic groups are Pashtun 42%, Tajik 27%, Hazara 9%, Uzbek 9%, Aimak 4%, Turkmen 3%, Baloch 2%, other 4%. Religions are Sunni Muslim 80%, Shia Muslim 19%, other 1%.
[Source].

  • (Upon the likely collapse of the national government) a new Northern Alliance will emerge to oppose the Taliban.
  • The concerns of the people are: civil war, political collapse, financial crisis, jobs disappearing. The current president Hamid Karzai will not be running to succeed himself in the next election—who will rule? If the election collapses, who will emerge, and how?
  • Governors are more powerful than the national government in the eyes of the people. When the Soviets left there was chaos. Will there be the same again? After the Soviets left it was worse than with the Soviets.
  • People in Kabul are more positive. Children are always more positive (Note: the median age is 18 years: source).

Ann Wilkens, former Swedish ambassador to Pakistan and former Chairman of the Swedish Committee for Afghanistan, emphasized the point that there is not a unified Taliban group in Afghanistan. There are splinter groups, some interested in insurgency, some in drug traffic and some with other aims, for instance relating to religious practice.

Masood Aziz augmented this observation by noting there is a spectrum of different groups and there is a problem in assessing the association of any of them with Al Qaeda, which is of non-afghan origin led by non-Afghans. In addition, Mullah Mohammed Omar, the past and present leader of the Afghan Taliban, has been hiding out in Pakistan, even when he was head of state during the time when the Taliban ruled Afghanistan.

Middle East expert at UI Magnus Norell raised the question of the current objective of the Taliban. He suggested they want influence in the current processes addressing the future of Afghanistan. Ann Wilkens asserted that the institution of Sharia law is their objective. Norell said that these were not mutually exclusive.

Masood Aziz said this is not a valid question because there is no unified Taliban. He further noted that strict Sharia law alienated Afghans during their Taliban rule. Afghans felt an alien force took over their state. Mullah Omar, who has no stated or known religious education or lineage, alienated Afghan tribal leaders during his rule.

Kabul, June 2005

Third Session: Counter-insurgency

Context:

  • “All the bad stuff” is located in Pakistan: the Quetta Shura Taliban and the Haqqani Network, for instance.
  • The tribal and other leaders in Afghanistan have a common enemy in the various Taliban entities, but have no common strategy.
  • The stated US objective is to disrupt and destroy Al Qaeda. Is it working, or should the US change its objective? President Obama has shifted the focus to counter-insurgency.

Stefan Olsson of the FOI stated the problem with counter-insurgency is that it will take ten years to wipe out the insurgents. There is too little time for this (by the end of 2014) and it won’t work.

Harsh Pant of King’s College, London, said the current tension between the US and Pakistan over insurgents in Pakistan will come to a head as a result of a vicious cycle.

Masood Aziz said that the US military has ever-changing nomenclature for what it is they are doing. “Stability” is now in vogue. Previously it was “Clear/Hold/Build/Transfer”. Before that it was “Fight/Talk/Build”.

Military officers are talking to village elders about democracy; they aren’t experts in this. The US military is trying to embed itself in the culture and change it from the inside. It won’t work.

Stefan Olsson said “counter-insurgency is not nation-building”.

We have to realize our limitations in using only the military to bring “stability”.

Question posed to the panel: Will Afghan security forces be able to fill the vacuum left by the NATO/ISAF departure?

One response: The Afghan people would like the troops to leave, but “not too quickly”.

Stefan Olsson: The Swedish government doesn’t know what the end state should be, or when.  The USA seems to want to fight the insurgents to the negotiating table.

In the Afghan security forces the Army officers are from the former Northern Alliance; that is, they are not of the Pashtun tribe as is the majority of the government officers. The Army may not feel itself subservient to a weak national government.

Other responses:

In that the USA/NATO have announced a time certain by which their troops will leave, the Taliban is in a position to wait to intensify their incursions.

The USA needs to stay after 2014, in some fashion, to deal with other countries such as Iran and Pakistan.

Neither the USA nor NATO has a strategy for filling the vacuum created by their departure.

Question from the audience: Can and will India be a force for good in Afghanistan?

Masood Aziz: Pakistan seems to want the opposite of what everybody else wants in Afghanistan. India, which is right next door, is the world’s largest democracy. In contrast, the military dominates Pakistan, but is not all-powerful because of the influence of organized groups such as the Tehrik-i-Taliban Pakistan (TTP) which wants to oust the US-backed Pakistani government.

In response to another question regarding the possible role of the EU, Mr. Masood said that the EU has the talent and moral foundation to help build infrastructure for Afghanistan. As an example of “moral force” he recited a story of how a US Peace Corps volunteer in the 1960s left an indelible impression on a now elderly man in a remote village.

Chief Engineer, local construction engineer, and driver -- employees of the Swedish Committee for Afghanistan, 2005

Fourth and Final Session: Geopolitics and the Regional Dynamics

Context: There has been a change in the global balance of power from West to East, in operational terms. The center of world politics has been Europe, but now is moving toward Asia/China.

Harsh Pant of King’s College, London opened the session.

American priorities are changing: Afghanistan is not as important as before, as China emerges as a priority.

Global priorities are going to be influenced/centered in Asia/Pacific.

Pakistan now realizes that it is not the most important ally the USA has in its region. The USA sees India as its most important ally vis-à-vis China, and Islamabad (Pakistan’s capital) is worried. Pakistan has to hedge its bets; it needs a friendly Kabul (Capital of Afghanistan) so as not to be flanked by enemies—India to the east and Afghanistan to the west.

Pakistan’s self-identity seems to have been that it is not India. The Pakistan military has never won a war, but the Pakistan army points the people of Pakistan to India for its raison d’être as an army. Pakistan has tried to marginalize India in insisting they not be included in Afghan talks. Washington finally realized that Pakistan was playing a double game.

India realized this marginalization and now has decided to invest in Afghanistan (refer to the previously mentioned iron ore mine in Hajigak). Additionally, India has been reaching toward Russia and Iran, both of which flank Afghanistan. India likes a western presence in Afghanistan, but Russia and Iran don’t—but India balances this somehow.

China is feeling encircled by the USA. They are reluctant to talk with the USA about Afghanistan and Pakistan. They don’t want to compromise their relationship with Pakistan.

Current events reveal a conflict between the USA and Pakistan, a symptom of the underlying problem of Pakistan’s feeling of isolation and loss of importance to the USA.

Neil J. Melvin, Director of the Armed Conflict and Conflict Management Programme at SIPRI, responded:

The USA is drawing closer to its Asia/pacific allies and courting new ones such as Burma. Therefore, Afghanistan will remain important to the USA in this context, but where does Afghanistan fit? We don’t know yet.

Russia is courting Afghanistan by encouraging it toward the Shanghai Cooperation Organization. (The six-nation SCO comprises China, Russia, Kazakhstan, Kyrgyzstan, Tajikistan and Uzbekistan. India, Iran, Mongolia and Pakistan attend its meetings as observers. Source).

Harsh Pant added that Pakistan’s uncertainty about the USA’s intentions makes it difficult for them to know how to act.

Former Swedish Ambassador to Pakistan Ann Wilkens stated that the sequencing of events is unfortunate for Pakistan. There are conflicting messages to and from all players in the region. What does the USA want? She noted that the Pakistan army was built by the USA.

Magnus Norell:  A report of the US Marines recommended forgetting nation building and to leave just a small counter-terrorism force in Afghanistan. It should be treated by the USA as a “marginal country”. We’re reading too much importance into it. You can’t solve Afghanistan unless you deal successfully with Pakistan. Let’s not look at Afghanistan as a regional issue. Keep it local.

From the moderator: From the perspective of Iran and Pakistan (which have long borders with Afghanistan) why is everyone waiting to see what the USA is going to do?  The USA doesn’t have the leverage for a regional solution.

Neil J. Melvin: it is a dilemma. Russia, Iran and others want the USA out, but no-one else has the strength to do anything constructive on a regional basis. Iran has around three million Afghan refugees and doesn’t like the Taliban. There needs to be trust building between nations in the region. China is interested in stability and doesn’t want attacks from terrorists, so it keeps a low profile. One of China’s important interests in stability is due to the question of whether to build an additional gas pipeline from Turkmenistan to China through Afghanistan.

From the moderator: the world economy affects Afghanistan, Iran, and Pakistan and things are looking austere for these countries. How does this factor into the regional issues?

Answer from panel: if the world and local economy were better, it still wouldn’t solve Afghanistan’s problem which is one of governance.

Last question form the moderator: What should we do? What should we focus on?

Reponses from the panel:

  • The West should continue to support Afghanistan economically.
  • Donor nations need more humility in their approach to Afghanistan.
  • Get out and stay out, militarily.
  • Spend aid on education, etc.
  • Don’t pull out (the military) gradually.

The moderators were:

Nathalie Besèr is Advisor to the Swedish Institute of International Affairs (UI)

John Rydqvist is Head of the Asia Security Studies Program at FOI.

END OF CONFERENCE


Links to information sources:

NATO in Afghanistan
Terrorism and Insurgency
Al‐Qaeda and Afghanistan in Strategic Context: Counterinsurgency versus Counterterrorism
The Quetta Shura Taliban (QST) and the Haqqani network pose the greatest threat to stability in Afghanistan
Quetta Shura Taliban
Haqqani Network
Mullah Mohammed Omar
Lashkar-e-Jhangvi
Sipah-e-Sahaba Pakistan (SSP)
Purdah
The pragmatic fanaticism of al Qaeda: an anatomy of extremism in Middle Eastern politics.
NATO/ISAF history and facts about its troops

Links to recent and current news affecting Afghanistan and the region

Afghan National Army prepares for life after NATO
‘West must see Afghan job through’, military chief says
Pakistani Taliban splintering into factions
Afghan Peace Effort Hits Wall
Attacks Point to New Afghan Conflict: Bombings of Shiite Worshippers in Two Cities Kill More Than 60 and Introduce Sectarian Strife Absent for a Decade
Kabul Promises Change, Gets Vow of Lasting Aid
A Counterinsurgency Success in Kandahar
Afghan opium production to expand after troops exit
Hornets’ nest: Why Pakistan may be America’s most dangerous ally
Pakistan Was Consulted Before Fatal Hit, U.S. Says; Deadly Border Strike Came After Forces Were Told Area Was Clear of Pakistani Troops, Officials Say
There Are No Moderate Taliban; the people of Afghanistan understand that accommodating the Taliban will result in fear and chaos.
India Wins Bid for ‘Jewel’ of Afghan Ore Deposits


Putin’s return “a national catastrophe for Russia”

November 20, 2011

Those are the words Yevgeniya Albats wrote in her political journal, the Russian New Times Magazine, of which she is chief editor.

Yevgeniya Albats

My article today will recount the facts, opinions and assertions that Albats offered during a seminar at the Swedish Institute of International Affairs on 15 November 2011. After her presentation a three-person panel, described below, responded to her talk and to questions from the audience.

Vladimir Putin was in office as president of the Russian Federation 7 May 2000 – 7 May 2008. On 8 May 2000, the second day of his first four-year term, he issued a secret decree (ukase) which gave him control over the nation’s alcohol production, then the second largest industry in Russia. Thus began a series of moves which ultimately put into the hands of the president, the governmental apparatus reporting to him, and indirectly and privately through close associates and family, around 15% of the current gross domestic product (GDP) of the nation. The CIA’s 2010 estimate of Russia’s GDP is US$1.465 trillion, so if Albats’s assertion is close to correct, the annual revenues controlled, directly and indirectly, by Putin are around US$220 billion.

Albats presented a chart showing, among others, these additional industries under direct or indirect control: financial services, oil/petroleum, railroads and other transport, construction, metal production, energy, chemicals, media, telecoms, and sport. Most important is that all the industries serving the military are under state control. These are not all owned by the state. Others are  controlled through the state regulatory agencies and through ownership by Putin’s circle of associates, including family. (The three groups through which Putin exercises influence and control are discussed further below)

Vladimir Putin, Past president of Russia, Current Prime Minister, and... future President?

The Russian Duma, equivalent to the lower house in a bicameral legislature, has been made powerless to control the cash flow of state run enterprises. One result of this concentration of control and resultant power is that Putin and his inner circle have become extremely wealthy.

Putin’s presidency ended, per the Russian Constitution, after he completed his second term. His hand-picked successor, Dmitry Medvedev, appointed Putin as Prime Minster (formally, Chairman of the Government of the Russian Federation) which position he still occupies.

In September of this year, President Medvedev announced he had decided not to run for a second term, and put forth Mr. Putin as his choice for the next president in the election to be held on 4 March 2012. Mr. Putin announced his intention to stand for President on 24 September.

This announcement, which serves notice that Putin will, in fact, become the president via the next national election has dismayed many people inside and outside Russia, not the least of whom is the speaker at this conference, Yevgeniya Albats. She refuses to use the term “election” in her news magazine saying “the word ‘election’ implies ‘choice’, but there is effectively no choice in Russia today”.

In the British news magazine The Economist, writer E.L. states “… Mr Putin, a former KGB officer, remade Russian politics in his own image after coming to power. He harassed and jailed opponents and confiscated their energy and media assets; he created a political system in which important elections always go the authorities’ way. The upcoming ones will be no exception…” (Source: The return of the man who never left, Sep 24th 2011).

Neil Buckley of The (UK) Fianancial Times reported from Moscow “… Mr Putin is coming back for a third presidential term, Russia’s intellectual and business elites, at least, are no longer sure this is a good thing. Debates at last week’s annual Valdai Discussion Club, a Putin initiative dating from 2004 that brings together top foreign and domestic specialists on Russia, revealed deep unease… (Excerpted from Rising unease over Putin’s return, 16 November 2011).

How does Putin gain and maintain control of the state apparatus and assets? Through three groups of people:

Siloviki (described below); members of a housing cooperative of which he is a founding member (Ozero); and, his extended family.

The Siloviki

Silovik is a Russian word for politicians from the security or military services, often the officers of the former KGB, the FSB, the Federal Narcotics Control Service and military or other security services who came into power. It can also refer to security-service personnel from any country or nationality. (Source).

“… The most commonly encountered description of the siloviki, a group of current and former Intelligence officers from Putin’s hometown of St. Petersburg who wield immense power within the Kremlin and control key sectors of the Russian economy, is both incomplete and misleading. The siloviki clan’s core members—Igor Sechin, deputy head of the presidential administration; Viktor Ivanov, an adviser to the president; and Nikolai Patrushev, director of the Federal Security Service (FSB)—more or less fit this profile. Surrounding these powerbrokers, however, is a network of individuals who do not. Associates of Sechin, Ivanov, and Patrushev hold top positions not only in the Kremlin and government ministries, but also in the second tier of the bureaucracy, state-owned enterprises, and private companies…” (excerpted from The Siloviki in Putin’s Russia: Who They Are and What They Want, by Ian Bremmer and Samuel Charap).

Ozero

Ozero is a co-operative society allegedly instituted on November 10, 1996 by Vladimir Smirnov (head), Vladimir Putin, Vladimir Yakunin, Andrei Fursenko, Sergey Fursenko, Yury Kovalchuk, Viktor Myachin, and Nikolay Shamalov. The society united their dachas in Solovyovka, Priozersky District of Leningrad Oblast, which is located on the eastern shore of the Komsomolskoye lake on the Karelian Isthmus near Saint Petersburg. (Source)

I speculate that one or both of these compounds on the southeastern shore of Lake Komsomolskoye is “The Ozero”. Click on the picture for greater detail.

By now, its shareholders have assumed top positions in Russian government and business. As of 2008, Vladimir Putin is the Prime Minister of the Russian Federation, Vladimir Yakunin is the Head of Russian Railways, Andrei Fursenko is the Minister of Education and Science of the Russian Federation, Sergey Fursenko is a brother of Andrei Fursenko, the Director-General of Lentransgaz and the President of the Football Club Zenit (St. Petersburg), Yury Kovalchuk is the Head of the Board of Directors and a major shareholder of the Russia bank, Viktor Myachin is its former Director General (1995-1998, 1999-2004), Nikolay Shamalov and Vladimir Smirnov are prominent businessmen. (Source).

Putin’s Extended Family

Yevgeniya Albats did not dwell on this group, merely mentioning that “nephews” and others hold middle or higher level positions in the state government. The Internet does not quickly offer insight into Putin’s family, except for this from Wikipedia:

On 28 July 1983 Putin married Kaliningrad-born Lyudmila Shkrebneva, at that time an undergraduate student of the Spanish branch of the Philology Department of the Leningrad State University and a former Aeroflot flight attendant. They have two daughters, Mariya Putina (born 28 April 1985 in St. Petersburg) and Yekaterina Putina (born 31 August 1986 in Dresden). The daughters grew up in East Germany and attended the German School in Moscow until his appointment as Prime Minister. After that they studied international economics at the Finance Academy in Moscow. Vladimir’s cousin Igor Putin is a director of Master Bank.

Other methods of control are open to see. On 28 December 2004, the Los Angeles Times Wire Reports stated that “President Vladimir V. Putin set rules for naming Russia’s regional governors after pushing through a law that abolished their direct election. Putin signed the decree that gives the presidential chief of staff the task of drawing up and submitting lists of gubernatorial candidates to the president.” (Source: Putin Signs Decree on Naming of Governors).

Click on the image to view it more clearly

All the people who surround or are connected with Putin depend on him, in varying degrees, for maintaining their positions and lifestyle. Thus they have an interest in him staying in power. As Albats put it, “ it’s hard to break his spell over them” because they will lose power if he leaves the stage. And, by the nature of how he has gained power, he has trapped himself into continuing to do what he has been doing. He and his apparent stooge, Medvedev, have talked about reform, but little has been done in this regard.

Meanwhile, according to Albats: 2000 former business leaders are in labor camps and jails; 80% of all the top dogs in government are ex-KGB employees; the 83 regions keep only 30% of the taxes they collect and must send 70% to the Kremlin. The President of the Russian Federation is the effective ruler of every subordinate political jurisdiction.

In addition, Putin’s bullying of, and alleged murders of, independent commentators and journalists is notorious:

“The murder of Russian journalist Anna Politkovskaya in October 2006 shocked the world. ‘Yet for every Anna, there have been many less widely known journalists killed for their work across Russia,’ says the International Federation of Journalists (IFJ) in a groundbreaking report on the 313 Russian journalists killed since 1993.” (Source: More than 300 journalists killed in Russia since 1993, says joint report).

Russian human rights activists place flowers at a portrait of slain Russian journalist Anna Politkovskaya in Moscow on October 7, 2009 during a rally on the third anniversary of her death at the hands of an unknown gunman. (Source: www.lecourrierderussie.com/2011/08/25/)

Boris Nemtsov, former deputy prime minister of Russia and current opposition leader, suggested in a 2011 interview that only those in Ozero really support Putin any more: “Everyone is unhappy with Putin, save perhaps his closest friends, members of the so-called Ozero dacha cooperative [...] In only a few years these fellows turned from medium-sized entrepreneurs into dollar billionaires. For example, the Kovalchuk brothers have seized power over Gazprom; the KGB veteran Gennady Timchenko is now a trader who controls 40 percent of all crude oil exports; Putin’s former (martial arts) coaches, the Rotenberg brothers, continue to get lucrative contracts, and there are a few more people like this.” (Source).

In concluding her formal remarks, Yevgeniya Albats said these things (from my written notes):

Despite everything she has “hope”, but this is in her nature. People are getting sick and tired of seeing the same old faces in positions of power on TV and elsewhere. Rural people are offended by Putin’s “coming back”. Young people are angry at Putin’s announced return and are wondering whether to leave Russia. Only 36% of the people have access to the Internet, but as more come on line they will be able to connect with others who are dissatisfied with the regime.

The program ended with remarks from a panel of experts:

· Lena Jonson, Head of the Russia Research Program at the Swedish Institute of International Affairs

· Carolina Vendil Pallin, Head of the Russia Research Programme at the Swedish Defence Research Agency

· Torbjörn Becker, Director, Stockholm Institute of Transition Economics

· The moderator was Nathalie Besèr, Advisor to the Swedish Institute of International Affairs

Lena Jonson addressed the issue of Russian stagnation because its closed system is resistant to change. She asked Albats her opinion on the likely source of the possible collapse of the Putin regime. Albats responded by saying that there will likely be a confrontation over control of resources, especially form the trade unions, and, there are signs of cleavages inside the elite groups. There are no institutional avenues to accommodate necessary change, therefore action in the street such as currently in Tunisia and Egypt becomes more likely.

Carolina Vendil Pallin focused on the writings of the elite, especially through blogs. She sees that these elite feel “humiliated” by Putin’s actions and style of governance. She sees that growing Internet accdess wil play an important role in creating necessary change. (Personal Note: the Samizdat in the Soviet Union and European communist eastern states played a similar role).

Albats agreed and said that the PR of the Kremlin is out of synch with the rest of society. She said that Putin is aware of this but seems powerless to bridge the gap. He has tried shallow things such as trying to appear more youthful, through plastic surgery and public display of his athleticism, but these are not working. More than anything, there is loss of confidence in public institutions, especially the judiciary.

This could all lead to a collapse of the state, “which would be dangerous to other people, including you guys” (indicating the audience of, mostly, Swedes.

Torbjörn Becker pointed out that Russia looks “relatively OK economically” and still has general political support as a result. Albats agreed that economic times were (relatively) good in Russia right now, but Putin will not reform. She cited others who have heard Putin say that once you start reform, there is no way back, and he (Putin) used Mikhail Gorbachev (the last head of state of the Soviet Union) as an example as what he did not want to do. The growing middle class will put pressure on the current system to reform. The Russian economy has improved due mostly from the rise in the market price of crude oil. The grass roots issue is not economic, but one of representation.

Some final remarks by Yevgeniya Albats in response questions from the audience’s questions:

Putin sees the West as Russia’s enemy, especially the USA.

Putin wants to re-create the Imperial Empire, but it is not possible because of resistance in the “Stans” (Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, Uzbekistan).

Despite her native optimism, Yevgeniya Albats is afraid that Russia has lost its opportunity to change peacefully.


States of the United States vs. the Federal Government

September 29, 2011

From before the adoption of the US Constitution in 1787, there has been strenuous argument, sometimes bordering on the violent, between those who wanted a strong central government and those who saw the individual states as the primary locus of governmental power—except for those 18 specific powers granted to the two houses of the federal government, as enumerated in the Constitution.

(Former President) Jefferson… maintained that the national and state governments were ‘as independent, in fact, as different nations,’ and that the function of one was foreign and that of the other was domestic. President Madison still declared that Congress could not build a road or clear a watercourse; while Congress believed itself authorized to do both, and in that belief passed a law which Madison vetoed. (Source).

Why am I bringing this up 224 years after the adoption of our Constitution? Hasn’t the primacy of the Federal government in almost all matters been settled? Perhaps not. See these recent headlines, and the articles under the links:

Sitting Supreme Court Justices, 2011

After the successful Declaration of Independence from Great Britain by the Continental Congress in 1776, eleven years passed before the delegates from the 13 former colonies, now “states”, adopted the US Constitution. The USA was governed during these eleven years by a series of Continental Congresses, each with a presiding officer, or “President”, under the rules of governance as contained in The Articles of Confederation and Perpetual Union Between The States.

Many of the delegates from the new states were dissatisfied with the Articles. In May, 1787, a remarkable group of men began publishing a series of 85 pseudonymous monographs in the New York press, under the general heading of The Federalist. These are now famously known as The Federalist Papers. The authors, Alexander Hamilton, John Jay and James Madison, advanced their criticisms and recommendations for improvement in the Articles that were “adequate to the exigencies of government and the preservation of the Union”.

Fearing a return to British-style despotism, some other people, mostly from Virginia, started publishing responses to the Federalist articles, now known as the Anti-Federalist Papers. Led by Patrick Henry of Virginia, Anti-Federalists worried that the position of president in the proposed constitution would lead to a monarchy. Jefferson was sympathetic to the Anti-Federalists.

The Federalists won public support and the Constitution was passed, along with ten amendments, the 9th and 10th of which were advanced by those with Anti-Federalist sentiments.

Ninth Amendment: “The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.”

Tenth Amendment: “The powers not delegated to theUnited Statesby the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.”

Source: chogger.com

George Washington wanted a strong central government but he recognized there was danger in appearing as a monarch. During his eight years as the first president, famously saying his title should be “Mr. President”, he said and did as little as possible and deferred where and when possible to the houses of Congress. He did institute the system of departmental “secretaries” in a “Cabinet”, to which he delegated almost completely, including Alexander Hamilton as Secretary of the Treasury and Thomas Jefferson as Secretary of State.

As members of Washington’s cabinet Jefferson and Alexander Hamilton argued over national fiscal policy, especially the funding of the debts of the war. Jefferson later compared Hamilton and the Federalists with “Royalism”, and stated the “Hamiltonians were panting after…crowns, coronets and mitres.” Due to their opposition to Hamilton, Jefferson and James Madison founded and led the Democratic-Republican Party… Jefferson’s political actions, and his attempt to undermine Hamilton, nearly led George Washington to dismiss Jefferson from his cabinet. Though Jefferson left the cabinet voluntarily, Washington never forgave him, and never spoke to him again.” (Source)

Shortly before Washington’s Vice President and successor left his presidential office, John Adams appointed John Marshall, a Federalist, to be Chief Justice of the Supreme Court, intending that Marshall should provide a check against the “Jacobin” (i.e., revolutionary) and “democratic” (used as a term of opprobrium by Federalists) tendencies of the incoming President Jefferson. Marshall served 35 years and did indeed perform this function:

The Marshall Courtmade several important decisions relating to federalism, affecting the balance of power between the federal government and the states during the early years of the republic. In particular, he repeatedly confirmed the supremacy of federal law over state law, and supported an expansive reading of the enumerated powers. (Source).

Chief Supreme Court Justice John Marshall, 1801-1835

There still is much argument within and without the courts whether states can effectively nullify any given federal statute. We may well see this decided, again, by the sitting Supreme Court within a few years as the state actions quoted above, and others, are played out in the courts.

How do these states presume to “nullify” existing, or even future, federal legislation? Where does this notion of “nullification” come from? From resolutions, written by Jefferson and Madison, and adopted by two states: the Virginia Resolution of 1798, and the Kentucky Resolution of 1799 wherein the states said they deemed the Alien and Sedition Acts unconstitutional and would not recognize them, or any other unconstitutional law, as binding on the states or their citizens. The issue was never brought to a head and the four Acts either were repealed or expired during Jefferson’s administration.

There have been several other important attempts by states (and the Cherokee Nation) to nullify federal laws, but these have either been made moot by changing circumstances or have been denied by the Supreme Court.

It should be noted that the primacy of the federal government was greatly strengthened through the prosecution and eventual result of the “war between the states”.

A broader view of the relationship between the center of government and the people, from comments by a friend and correspondent, Jay Michlin of San Mateo, California:

An even more interesting question is not just about states versus Washington, D.C., but also about the competing virtues of individual and local liberty versus all forms of centralized governance.

These include questions regarding when individuals should retain autonomy, with neither guidance nor coercion from any governing entity, whether city, state or federal. It includes matters about which cities or towns ought to retain jurisdiction, without interference from state governments. And it includes states rights versus the federal government too.

At one extreme, Jefferson had little trust in governments. He wanted whatever government may be necessary to be as close as possible to citizens, and as much as possible under their control. We denote this with the term “Jeffersonian democracy“. The loose association of states under the Articles of Confederation enacted this concept and was ultimately seen as a failure.

Hamilton saw no way to allow the country to succeed as a loose federation without a potent central government. Yet he too understood the risks of ceding too much power to any government, and he further understood that it would be an exceedingly hard sell to a population fresh from revolution against governance by an unaccountable entity at a great distance—London. He, Jay and Madison wrote The Federalist Papers as a series to sell the idea of a more powerful central government, and more important, to allay citizens’ fears that it would become a tyranny enslaving them.

Busts of Jefferson and Hamilton, which Jefferson placed on opposite sides of the entrance hall at Monticello. This arrangement, he told visitors, showed them "opposed in death as in life". (mahg/ashland/edu)

The Bill of Rights was a political compromise along this order. Hamiltonians rightly said that no such bill was needed since the body of the Constitution rigorously enumerated the powers of the central government. But Jeffersonians didn’t trust a central government and insisted that rights be explicitly spelled out, even if redundant.

As we now know from the vantage point of more than 200 years, the Hamiltonians were right in theory, but the Jeffersonians were right in practice. And this underscores the remarkable gift the Founders gave us in the Constitution. It began with rigorous theory based on studies of governments from ancient times, to-date, then overlaid and strengthened these with brilliant insights into human nature, as the millennia have also taught us.

The Founders understood that the allocation of central authority versus local autonomy would forever be a tense and contentious matter, with each side vying for power. They knew they could not enshrine a division for time immemorial, and they perceived that the resolution would inevitably be political. So they gave us a framework by which each generation could make prudent decisions, with checks and balances to constrain either extreme from wresting definitive control.

Other societies have regularly suffered the same tensions, and usually resolved them by wars of one sort or another. The genius of our Founders is to have bequeathed us a system where we fight the battles politically and rhetorically and, therefore, peacefully.

Ending Summary and Comment

The question remains: how much power must and should the central government retain and exercise to fulfill the ideals of the Declaration of Independence and the purposes of U.S. Constitution; and, how much power should be retained by the states to assure the liberties of people residing within each of them—all 50?

The Federalists (later, Republicans) didn’t trust the people and even used the word “democracy” and its derivatives disparagingly. The Anti-Federalists (later, the Democratic-Republicans and, still later, the Democrats) didn’t trust a strong central government, feeling it would lead to the despotism they fought against in order to be free of Great Britain and its hierarchies of power: king, church, aristocracy.

Current day Democrats have been successful in directing more power to the federal government in the name of “fairness” and other abstractions aimed at leveling social and economic disparities among classes of people.

Most elements of the current Republican Party, especially the Libertarian wing, see great danger in the power that has accrued to Washington, D.C. in the past Century.

The historical ironies presented here are worth contemplating. As Mr. Michlin points out, the amazing flexibility of our system allows for such shifts of political perspectives.

For example, without a strong central government would we have had the necessary attention paid to the inequities of “Jim Crow” in most of the southern states?

On the other hand, how far must and should the central government protect us from ourselves in matters of diet and behavior, for instance, without infantilizing the citizenry?

How do you see it?


“Science”: What it is and is not, and how it is misused in most public contexts

August 25, 2011

How many times have you seen a headline, or have heard a politician speak, expressing something like: “Science shows that…”, or “Scientists say that…”?

The following four statements are mine alone:

- Do not accept anything written or said in the contexts described above.

- “Science” is not a thing, or a person, or group of persons which shows anything, or takes any action, or has an opinion.

- What any purported group of scientists “says” is inappropriate to quote, other than from a publication deemed “scientific”, and in the exact language in such a publication.

- Especially discard as false anything a scientist says or is quoted as saying if it contains any variant of the verb ‘to believe’.

How do I justify these dicta? So glad you asked.

What is “science”?

Here is what certain people whom we can comfortably label “scientists” have said:

Fiction is about the suspension of disbelief; science is about the suspension of belief.
James Porter, Josiah Meigs Distinguished Professor, Odum School of Ecology, University of Georgia, USA

Religion is a culture of faith; science is a culture of doubt.
Richard Feynman, Nobel-prize-winning physicist

So, suspend your beliefs and develop your skepticism if you wish to be a scientist. Note: Classical philosophical skepticism derives from the Skeptikoi (Greek), a school who “asserted nothing”. (Source).

Fundamental to all “scientific” inquiries is the concept of empiricism:

Empiricism in the philosophy of science emphasizes evidence, especially as discovered in experiments. It is a fundamental part of the scientific method that all hypotheses and theories must be tested against observations of the natural world rather than resting solely on a priori reasoningintuition, or revelation. (Source).

Which now brings us to the heart of the matter: The Scientific Method.

Scientific method refers to a body of techniques for investigating phenomena, acquiring new knowledge, or correcting and integrating previous knowledge. To be termed scientific, a method of inquiry must be based on gathering observable, empirical and measurable evidence subject to specific principles of reasoning. A scientific method consists of the collection of data through observation and experimentation, and the formulation and testing of hypotheses

Scientific researchers propose hypotheses as explanations of phenomena, and design experimental studies to test these hypotheses. These steps must be repeatable in order to dependably predict any future results…

(T)he process must be objective to reduce biased interpretations of the results. Another basic expectation is to document, archive and share all data and methodology so they are available for careful scrutiny by other scientists, thereby allowing other researchers the opportunity to verify results by attempting to reproduce them. This practice, called full disclosure, also allows statistical measures of the reliability of these data to be established….(Source)

There you have it.

But wait! There’s more!!

I recently came across the newspaper article, Fraud in a lab coat. At the end, the writer, Gareth Cook, states: “We need to do better. Science is a quest for the truth. And to know what is true, one must know what is false.”

Is science, indeed, a quest for “truth”?

Karl Popper (Source: http://ub.uni-klu.ac.at/)

Here is what British philosopher of science Karl Popper says on this:

I think that we shall have to get accustomed to the idea that we must not look upon science as a “body of knowledge”, but rather as a system of hypotheses, or as a system of guesses or anticipations that in principle cannot be justified, but with which we work as long as they stand up to tests, and of which we are never justified in saying that we know they are “true” . . . (Emphasis added). —Karl R. Popper (1902-1994), The Logic of Scientific Discovery.

So, don’t “believe” in science.

A belief system is (comprised of) ideas that are taken on faith and cannot be scientifically tested. (Source).

I assert that, as compared with the realm of science, a belief system is a relatively closed system. The realm of science cannot be closed or complete. There is always more to doubt, more to hypothesize, more to discover, more to test.

To be fair to the conscientious scientist who is, after all, a human being with desires and goals, I here quote my friend Vasil, a retired MD, PhD psychopharmacologist who spent many productive years in clinical research. He responded to my arguments that a scientist can’t properly believe in anything when pursuing the proof of a hypothesis: “I’m sure that it is true, but not sure that it is absolutely true.”

Finally, I assert that to believe in anything is not a bad thing. Each of us has our set and systems of beliefs. Most of us in any given locale share these beliefs (whether or not we recognize them consciously as such) or the local society tends to disintegrate and disperse.

What a scientist must do, and very difficult it is, is to consciously identify her or his set or system of beliefs and to suspend it in the pursuit of new information about the universe.

“…the ideal of scientific neutrality is itself, like all other ideals, a human invention. And like other human ideals, it is subject to abuse if its character and function are misconceived.” – Philip H. Rhinelander (1908—1987), philosopher, Stanford professor emeritus, and former dean of the Stanford University School of Humanities and Sciences.

NB: In the spirit of full disclosure, which is a requirement in any scientific paper (see above), I offer this: Regarding Belief, in the Realm of the Religious or Spiritual.


The “Charter 08 Manifesto” initiated by Chinese intellectuals and human rights activists in 2008

May 10, 2011

There is much currently said, written and felt about the rise of China’s economic and political power in the world. I offer this view from the inside for some perspective on the discussion.

All of the following was written by someone else. I have performed a small amount of formatting and editing to promote clarity.

Charter 08 is a manifesto initially signed by over 350 Chinese intellectuals and human rights activists.[1] It was published on 10 December 2008, the 60th anniversary of the [UN’s] Universal Declaration of Human Rights, adopting name and style from the anti-Soviet Charter 77 issued by dissidents in Czechoslovakia.[2] Since its release, more than 10,000 people inside and outside of China have signed the charter.[3][4] One of the authors of Charter 08, Liu Xiaobo, was awarded the Nobel Peace Prize in 2010. [Source]

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THE MANIFESTO

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I. Foreword

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A hundred years have passed since the writing of China’s first constitution. 2008 also marks the sixtieth anniversary of the promulgation of the [United Nations] Universal Declaration of Human Rights, the thirtieth anniversary of the appearance of Democracy Wall in Beijing, and the tenth of China’s signing of the [United Nations] International Covenant on Civil and Political Rights.

We are approaching the twentieth anniversary of the 1989Tiananmen massacre of pro-democracy student protesters. The Chinese people, who have endured human rights disasters and uncountable struggles across these same years, now include many who see clearly that freedom, equality, and human rights are universal values of humankind and that democracy and constitutional government are the fundamental framework for protecting these values.

By departing from these values, the Chinese government’s approach to “modernization” has proven disastrous. It has stripped people of their rights, destroyed their dignity, and corrupted normal human intercourse. So we ask: Where is China headed in the twenty-first century? Will it continue with “modernization” under authoritarian rule, or will it embrace universal human values, join the mainstream of civilized nations, and build a democratic system?

There can be no avoiding these questions. The shock of the Western impact upon China in the nineteenth century laid bare a decadent authoritarian system and marked the beginning of what is often called “the greatest changes in thousands of years” for China. A “self-strengthening movement” followed, but this aimed simply at appropriating the technology to build gunboats and other Western material objects. China’s humiliating naval defeat at the hands of Japan in1895 only confirmed the obsolescence of China’s system of government.

The first attempts at modern political change came with the ill-fated summer of reforms in 1898, but these were cruelly crushed by ultraconservatives at China’s imperial court. With the revolution of 1911, which inaugurated Asia’s first republic, the authoritarian imperial system that had lasted for centuries was finally supposed to have been laid to rest. But social conflict inside our country and external pressures were to prevent it; China fell into a patchwork of warlord fiefdoms and the new republic became a fleeting dream.

The failure of both “self-strengthening” and political renovation caused many of our forebears to reflect deeply on whether a “cultural illness” was afflicting our country. This mood gave rise, during the May Fourth Movement of the late 1910s, to the championing of “science and democracy.” Yet that effort, too, foundered as warlord chaos persisted and the Japanese invasion [beginning in Manchuria in 1931] brought national crisis.

Victory over Japan in 1945 offered one more chance for China to move toward modern government, but the Communist defeat of the Nationalists in the civil war thrust the nation into the abyss of totalitarianism. The “new China” that emerged in 1949 proclaimed that “the people are sovereign” but in fact set up a system in which “the Party is all-powerful.”

The Communist Party of China seized control of all organs of the state and all political, economic, and social resources, and, using these, has produced a long trail of human rights disasters, including, among many others, the Anti-Rightist Campaign (1957), the Great Leap Forward (1958-1960), the Cultural Revolution (1966-1969), the June Fourth (Tiananmen Square) Massacre (1989), and the current repression of all unauthorized religions and the suppression of the Weiquan Rights Movement.

During all this, the Chinese people have paid a gargantuan price. Tens of millions have lost their lives, and several generations have seen their freedom, their happiness, and their human dignity cruelly trampled. During the last two decades of the twentieth century the government policy of “Reform and Opening” gave the Chinese people relief from the pervasive poverty and totalitarianism of the Mao Zedong era and brought substantial increases in the wealth and living standards of many Chinese as well as a partial restoration of economic freedom and economic rights.

Civil society began to grow, and popular calls for more rights and more political freedom have grown apace. As the ruling elite itself moved toward private ownership and the market economy, it began to shift from an outright rejection of “rights” to a partial acknowledgment of them. In 1998 the Chinese government signed two important international human rights conventions; in 2004 it amended its constitution to include the phrase “respect and protect human rights”; and this year, 2008, it has promised to promote a “national human rights action plan.”

Unfortunately most of this political progress has extended no further than the paper on which it is written. The political reality, which is plain for anyone to see, is that China has many laws but no rule of law; it has a constitution but no constitutional government. The ruling elite continues to cling to its authoritarian power and fights off any move toward political change. The stultifying results are endemic official corruption, an undermining of the rule of law, weak human rights, decay in public ethics, crony capitalism, growing inequality between the wealthy and the poor, pillage of the natural environment as well as of the human and historical environments, and the exacerbation of a long list of social conflicts, especially, in recent times, a sharpening animosity between officials and ordinary people.

As these conflicts and crises grow ever more intense, and as the ruling elite continues with impunity to crush and to strip away the rights of citizens to freedom, to property, and to the pursuit of happiness, we seethe powerless in our society²the vulnerable groups, the people who have been suppressed and monitored, who have suffered cruelty and even torture, and who have had no adequate avenues for their protests, no courts to hear their pleas²becoming more militant and raising the possibility of a violent conflict of disastrous proportions. The decline of the current system has reached the point where change is no longer optional.

II. Our Fundamental Principles

This is a historic moment for China, and our future hangs in the balance. In reviewing the political modernization process of the past hundred years or more, we reiterate and endorse basic universal values as follows:

Freedom
Freedom is at the core of universal human values. Freedom of speech, freedom of the press, freedom of assembly, freedom of association, freedom in where to live, and the freedoms to strike, to demonstrate, and to protest, among others, are the forms that freedom takes. Without freedom, China will always remain far from civilized ideals.

Human rights
Human rights are not bestowed by a state. Every person is born with inherent rights to dignity and freedom. The government exists for the protection of the human rights of its citizens. The exercise of state power must be authorized by the people. The succession of political disasters in China’s recent history is a direct consequence of the ruling regime’s disregard for human rights.

Equality
The integrity, dignity, and freedom of every person regardless of social station, occupation, sex, economic condition, ethnicity, skin color, religion, or political belief²are the same as those of any other. Principles of equality before the law and equality of social, economic, cultural, civil, and political rights must be upheld.

Republicanism
Republicanism, which holds that power should be balanced among different branches of government and competing interests should be served, resembles the traditional Chinese political ideal of “fairness in all under heaven.” It allows different interest groups and social assemblies, and people with a variety of cultures and beliefs, to exercise democratic self-government and to deliberate in order to reach peaceful resolution of public questions on a basis of equal access to government and free and fair competition.

Democracy
The most fundamental principles of democracy are that the people are sovereign and the people select their government. Democracy has these characteristics: (1) Political power begins with the people and the legitimacy of a regime derives from the people. (2) Political power is exercised through choices that the people make. (3) The holders of major official posts in government at all levels are determined through periodic competitive elections. (4) While honoring the will of the majority, the fundamental dignity, freedom, and human rights of minorities are protected. In short, democracy is a modern means for achieving government truly “of the people, by the people, and for the people.”

Constitutional rule
Constitutional rule is rule through a legal system and legal regulations to implement principles that are spelled out in a constitution. It means protecting the freedom and the rights of citizens, limiting and defining the scope of legitimate government power, and providing the administrative apparatus necessary to serve these ends.

III. What We Advocate

Authoritarianism is in general decline throughout the world; in China, too, the era of emperors and overlords is on the way out. The time is arriving everywhere for citizens to be masters of states. For China the path that leads out of our current predicament is to divest ourselves of the authoritarian notion of reliance on an “enlightened overlord” or an “honest official” and to turn instead toward a system of liberties, democracy, and the rule of law, and toward fostering the consciousness of modern citizens who see rights as fundamental and participation as a duty. Accordingly, and in a spirit of this duty as responsible and constructive citizens, we offer the following recommendations on national governance, citizens’ rights, and social development:

1. A New Constitution
We should recast our present constitution, rescinding its provisions that contradict the principle that sovereignty resides with the people and turning it into a document that genuinely guarantees human rights, authorizes the exercise of public power, and serves as the legal underpinning of China’s democratization. The constitution must be the highest law in the land, beyond violation by any individual, group, or political party.

2. Separation of powers
We should construct a modern government in which the separation of legislative, judicial, and executive power is guaranteed. We need an Administrative Law that defines the scope of government responsibility and prevents abuse of administrative power. Government should be responsible to taxpayers. Division of power between provincial governments and the central government should adhere to the principle that central powers are only those specifically granted by the constitution and all other powers belong to the local governments.

3. Legislative democracy
Members of legislative bodies at all levels should be chosen by direct election, and legislative democracy should observe just and impartial principles.

4. An Independent Judiciary
The rule of law must be above the interests of any particular political party and judges must be independent. We need to establish a constitutional supreme court and institute procedures for constitutional review. As soon as possible, we should abolish all of the Committees on Political and Legal Affairs that now allow Communist Party officials at every level to decide politically-sensitive cases in advance and out of court. We should strictly forbid the use of public offices for private purposes.

5. Public Control of Public Servants
The military should be made answerable to the national government, not to a political party, and should be made more professional. Military personnel should swear allegiance to the constitution and remain nonpartisan. Political party organizations shall be prohibited in the military.

All public officials including police should serve as nonpartisans, and the current practice of favoring one political party in the hiring of public servants must end.

6. Guarantee of Human Rights
There shall be strict guarantees of human rights and respect for human dignity. There should be a Human Rights Committee, responsible to the highest legislative body that will prevent the government from abusing public power in violation of human rights. A democratic and constitutional China especially must guarantee the personal freedom of citizens. No one shall suffer illegal arrest, detention, arraignment, interrogation, or punishment. The system of “Reeducation through Labor” must be abolished.

7. Election of Public Officials
There shall be a comprehensive system of democratic elections based on “one person, one vote.” The direct election of administrative heads at the levels of county, city, province, and nation should be systematically implemented. The rights to hold periodic free elections and to participate in them as a citizen are inalienable.

8. Rural/Urban Equality
The two-tier household registry system must be abolished. This system favors suburban residents and harms rural residents. We should establish instead a system that gives every citizen the same constitutional rights and the same freedom to choose where to live.

9. Freedom to Form Groups
The right of citizens to form groups must be guaranteed. The current system for registering nongovernment groups, which requires a group to be “approved,” should be replaced by a system in which a group simply registers itself. The formation of political parties should be governed by the constitution and the laws, which means that we must abolish the special privilege of one party to monopolize power and must guarantee principles of free and fair competition among political parties.

10. Freedom to Assemble
The constitution provides that peaceful assembly, demonstration, protest, and freedom of expression are fundamental rights of a citizen. The ruling party and the government must not be permitted to subject these to illegal interference or unconstitutional obstruction.

11. Freedom of Expression
We should make freedom of speech, freedom of the press, and academic freedom universal, thereby guaranteeing that citizens can be informed and can exercise their right of political supervision. These freedoms should be upheld by a Press Law that abolishes political restrictions on the press. The provision in the current Criminal Law that refers to “the crime of incitement to subvert state power” must be abolished. We should end the practice of viewing words as crimes.

12. Freedom of Religion
We must guarantee freedom of religion and belief and institute a separation of religion and state. There must be no governmental interference in peaceful religious activities. We should abolish any laws, regulations, or local rules that limit or suppress the religious freedom of citizens. We should abolish the current system that requires religious groups (and their places of worship) to get official approval in advance and substitute for it a system in which registry is optional and, for those who choose to register, automatic.

13. Civic Education
In our schools we should abolish political curriculums and examinations that are designed to indoctrinate students in state ideology and to instill support for the rule of one party. We should replace them with civic education that advances universal values and citizens’ rights, fosters civic consciousness, and promotes civic virtues that serve society.

14. Protection of Private Property
We should establish and protect the right to private property and promote an economic system of free and fair markets. We should do away with government monopolies in commerce and industry and guarantee the freedom to start new enterprises. We should establish a Committee on State-Owned Property, reporting to the national legislature that will monitor the transfer of state-owned enterprises to private ownership in a fair, competitive, and orderly manner. We should institute a land reform that promotes private ownership of land, guarantees the right to buy and sell land, and allows the true value of private property to be adequately reflected in the market.

15. Financial and Tax Reform
We should establish a democratically regulated and accountable system of public finance that ensures the protection of taxpayer rights and that operates through legal procedures. We need a system by which public revenues that belong to a certain level of government²central, provincial, county or local²are controlled at that level. We need major tax reform that will abolish any unfair taxes, simplify the tax system, and spread the tax burden fairly. Government officials should not be able to raise taxes, or institute new ones, without public deliberation and the approval of a democratic assembly. We should reform the ownership system in order to encourage competition among a wider variety of market participants.

16. Social Security
We should establish a fair and adequate social security system that covers all citizens and ensures basic access to education, health care, retirement security, and employment.

17. Protection of the Environment
We need to protect the natural environment and to promote development in a way that is sustainable and responsible to our descendants and to the rest of humanity. This means insisting that the state and its officials at all levels not only do what they must do to achieve these goals, but also accept the supervision and participation of non-governmental organizations.

18. A Federated Republic
A democratic China should seek to act as a responsible major power contributing toward peace and development in the Asian Pacific region by approaching others in a spirit of equality and fairness. In Hong Kong and Macao, we should support the freedoms that already exist. With respect to Taiwan, we should declare our commitment to the principles of freedom and democracy and then, negotiating as equals, and ready to compromise, seek a formula for peaceful unification. We should approach disputes in the national-minority areas of China with an open mind, seeking ways to find a workable framework within which all ethnic and religious groups can flourish. We should aim ultimately at a federation of democratic communities of China.

19. Truth in Reconciliation
We should restore the reputations of all people, including their family members, who suffered political stigma in the political campaigns of the past or who have been labeled as criminals because of their thought, speech, or faith. The state should pay reparations to these people. All political prisoners and prisoners of conscience must be released. There should be a Truth Investigation Commission charged with finding the facts about past injustices and atrocities, determining responsibility for them, upholding justice, and, on these bases, seeking social reconciliation.

China, as a major nation of the world, as one of five permanent members of the United Nations Security Council, and as a member of the UN Council on Human Rights, should be contributing to peace for humankind and progress toward human rights. Unfortunately, we stand today as the only country among the major nations that remains mired in authoritarian politics. Our political system continues to produce human rights disasters and social crises, thereby not only constricting China’s own development but also limiting the progress of all of human civilization. This must change, truly it must.

The democratization of Chinese politics can be put off no longer. Accordingly, we dare to put civic spirit into practice by announcing Charter 08. We hope that our fellow citizens who feel a similar sense of crisis, responsibility, and mission, whether they are inside the government or not, and regardless of their social status, will set aside small differences to embrace the broad goals of this citizens’ movement.

Together we can work for major changes in Chinese society and for the rapid establishment of a free, democratic, and constitutional country. We can bring to reality the goals and ideals that our people have incessantly been seeking for more than a hundred years, and can bring a brilliant new chapter to Chinese civilization.


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